Background Check

Form ADV

What is a Form ADV?

Form ADV is a required submission to the Securities and Exchange Commission (SEC) or the state registered in by a professional investment advisor that specifies the investment style, assets under management (AUM), and key officers of the firm. The form must be updated annually and available as public record for companies managing assets for a fee. If past disciplinary action has been taken against the advisor, this must be noted in Form ADV.

In some of the recent Ponzi Schemes, prosecutors allege the advisory firms were unregistered. Most advisors will offer a current Form ADV to any potential client early in the marketing process; in fact, investors should be immediately cautious of an advisor that does not freely offer the form upon request. A potential client should also verify that the form ADV has been filed with the SEC.

Wiser Wealth Management, Inc makes its Form ADV available for viewing at anytime by following the link below to SEC’s website.

Click HERE for the Wiser ADV Part I and the Wiser ADV Brochure or the Wiser Wealth advisors background check. Follow the steps below.

Company Check

Select Investment Advisor Firm, For Firm CRD # type 125282

Advisor Check

To view a Wiser Wealth Management’s advisors background select “IAR”, Type one of the following CRD numbers into the CRD search box:

Casey T Smith 4141592

Sonja Gonzalez 5213863

James C Wilbur 5468850

Recent Tweets

wwm twitter

Successful people are always thinking of ways to improve and innovate. 3 strategies: https://t.co/TP5Ofm0j3O https://t.co/gBpttI1rlw
- Tuesday May 31 - 9:04pm

wwm twitter

Being a great leader takes work. 8 ways to improve your leadership skills: https://t.co/i0DV3WQfEh https://t.co/AcfsllEVsa
- Saturday May 28 - 9:06pm

Newsletter

Sign up for Wiser's E Newsletter

From Our Blog

Get Inspired by These 3 Effective TED Talks

The most esteemed TED Talks are the ones that surprise and delight while delivering keen insight. So...

3 Business Books Worth Reading

What do some of the most successful people throughout history have in common? They never stop learni...

Social Security – Don’t Rush for the Payout

When planning for clients we use social security optimization tools to help us give the best advice....

Buy House or Payoff Student Loan

My goal is to save about $60k for a down payment on a condo in FLL. I also have about the same amoun...

Casey Smith Interviewed on Business Radio X

Casey Smith was interviewed on Business Radio X in Atlanta. He talked about fiduciary fee-only advis...